Markets
News
Analysis
User
24/7
Economic Calendar
Education
Data
- Names
- Latest
- Prev
[The U.S. SEC Fined 23 Companies And Individuals More Than $3.8 Million For Failing To Report Their Holdings And Insider Trading In A Timely Manner] The U.S. Securities And Exchange Commission (SEC) Announced That It Has Fined 23 Entities And Individuals More Than $3.8 Million For Failing To Report Their Holdings And Trading Information In Listed Company Stocks In A Timely Manner. The Charges Involve 13D, 13G And Forms 3, 4, And 5 That Were Not Submitted As Required. The Companies Punished Include Alphabet (fined $750,000) And Goldman Sachs (fined $300,000). Other Companies Such As Sunbeam Management And TALANTA Investment Group Received Fines Ranging From $40,000 To $200,000. At The Same Time, Some Executives Were Also Fined Up To $200,000 For Failing To Report In A Timely Manner. The SEC Emphasized That Investors Rely On Timely Reports To Make Wise Investment Decisions, And This Move Once Again Reminds Large Investors To Submit Required Reports On Time
Quick access to 24/7
Quick access to more editor-selected real-time news
Exclusive video for free
FastBull VIPject team is dedicated to create exclusive videos
Follow More Symbols
You can add more symbols to your watchlist.
More comprehensive macro data and economic indicators
More comprehensive historical data on indicators to help analyze macro markets
Member-only Database
Comprehensive forex, commodity, and equity market data